摩根大通已发出罕见的认罪,并同意向美国市场监管机构支付100万美元的罚款.
The Commodity Futures Trading Commission (CFTC) 没有什么 the trillion-dollar bank admits that it failed to monitor billions of orders from its traders and clients – a mandatory process designed to detect market misconduct.
The banking giant has already 已达成 to pay $348 million to the Office of the Comptroller of the Currency (OCC) and the Federal Reserve Board (FRB) for the same violations.
经过这些支付,CFTC表示将降低最初的20000万美元的结算费用,
今天的决议包括重大处罚,一些事实承认,并任命一名顾问来确保补救.
我们希望这能清楚地表明,CFTC注册商必须采取适当措施,通过测试和其他手段确保交易所直接收录完整的交易和订单数据,并监控订单.
银行尚未发布关于新罚款的声明, 但之前表示自己自报违规行为,
To date, JPMorgan Chase has paid a total of $39.68 billion in fines to resolve enforcement actions including securities abuses, banking violations, investor protection violations and other offenses, 根据 the public Violation Tracker database.
产生的图片: 半途旅行
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